0001474506-13-000017.txt : 20130212
0001474506-13-000017.hdr.sgml : 20130212
20130212120529
ACCESSION NUMBER: 0001474506-13-000017
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20130212
DATE AS OF CHANGE: 20130212
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: BAKER EDWARD L
CENTRAL INDEX KEY: 0001190087
FILING VALUES:
FORM TYPE: SC 13G
MAIL ADDRESS:
STREET 1: 200 W. FORSYTH STREET
STREET 2: 7TH FLOOR
CITY: JACKSONVILLE
STATE: FL
ZIP: 32202
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: PATRIOT TRANSPORTATION HOLDING INC
CENTRAL INDEX KEY: 0000844059
STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING & COURIER SERVICES (NO AIR) [4210]
IRS NUMBER: 592924957
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-40400
FILM NUMBER: 13595568
BUSINESS ADDRESS:
STREET 1: 200 W. FORSYTH ST.
STREET 2: 7TH FLOOR
CITY: JACKSONVILLE
STATE: FL
ZIP: 32202
BUSINESS PHONE: 9043965733
MAIL ADDRESS:
STREET 1: 200 W. FORSYTH ST.
STREET 2: 7TH FLOOR
CITY: JACKSONVILLE
STATE: FL
ZIP: 32202
FORMER COMPANY:
FORMER CONFORMED NAME: FRP PROPERTIES INC
DATE OF NAME CHANGE: 19920703
SC 13G
1
schedule13gelb..txt
SC 13G
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934*
Patriot Transportation Holding, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
70337B102
(CUSIP Number)
December 31, 2012
Date of Event Which Requires Filing of this Statement)
Daniel B. Nunn, Jr.
Fowler White Boggs P.A.
50 North Laura Street
Suite 2800
Jacksonville, Florida 32202
(904) 598-3118
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
Check the appropriate box to designate the rule pursuant
to which this Schedule is filed:
[_] Rule 13d-1(b)
[_] Rule 13d-1(c)
[x] Rule 13d-1(d)
*The remainder of this cover page shall be filled
out for a reporting person's initial filing on this form
with respect to the subject class of securities, and for
any subsequent amendment containing information which
would alter the disclosures provided in a prior cover
page.
The information required on the remainder of this
cover page shall not be deemed to be "filed" for the
purpose of Section 18 of the Exchange Act or otherwise
subject to the liabilities of that section of the Exchange
Act but shall be subject to all other provisions of the
Exchange Act (however, see the Notes).
SCHEDULE 13G
----------------------------------------------------------
CUSIP No.: 70337B102
----------------------------------------------------------
1 NAME OF REPORTING PERSON
Edward L. Baker and Thompson S. Baker II as trustees
of the separate trust for Edward L. Baker created
under the Cynthia L. Baker trust U/A/D April 30, 1965.
----------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
----------------------------------------------------------
3 SEC USE ONLY
----------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Florida
----------------------------------------------------------
5 SOLE VOTING POWER
423,274
NUMBER OF SHARES --------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 0
EACH --------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON 423,274
WITH --------------------------
8 SHARED DISPOSITIVE POWER
0
----------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
423,274
----------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES [ ]
----------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.48%
----------------------------------------------------------
12 TYPE OF REPORTING PERSON
00/IN
----------------------------------------------------------
SCHEDULE 13G
----------------------------------------------------------
CUSIP No.: 70337B102
----------------------------------------------------------
1 NAME OF REPORTING PERSON
Edward L. Baker
----------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
----------------------------------------------------------
3 SEC USE ONLY
----------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
----------------------------------------------------------
5 SOLE VOTING POWER
277,796
NUMBER OF SHARES --------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 423,274
EACH --------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON 277,796
WITH --------------------------
8 SHARED DISPOSITIVE POWER
423,274
----------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
734,070
----------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES [ ]
----------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
7.8%
----------------------------------------------------------
12 TYPE OF REPORTING PERSON
IN
----------------------------------------------------------
SCHEDULE 13G
----------------------------------------------------------
CUSIP No.: 70337B102
----------------------------------------------------------
1 NAME OF REPORTING PERSON
Thompson S. Baker II
----------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
----------------------------------------------------------
3 SEC USE ONLY
----------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
----------------------------------------------------------
5 SOLE VOTING POWER
72,549
NUMBER OF SHARES --------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 429,871
EACH --------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON 72,549
WITH --------------------------
8 SHARED DISPOSITIVE POWER
429,871
----------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
111,549
----------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES [ ]
----------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.2%
----------------------------------------------------------
12 TYPE OF REPORTING PERSON
IN
----------------------------------------------------------
Item 1.
(a) The name of the Issuer is Patriot
Transportation Holding, Inc.
(b) The Issuer's principal executive offices
are located at 200 West Forsyth Street, 7th Floor,
Jacksonville, Florida 32202.
Item 2.
(a) This Schedule 13G is filed on behalf of
Edward L. Baker and Thompson S. Baker II, as trustees for
the separate trust for Edward L. Baker created under the
Cynthia L. Baker trust U/D/A April 30, 1965 (the "ELB
Trust"), and Edward L. Baker and Thompson S. Baker II,
individually (each, a "Reporting Person").
(b) The principal executive offices of the
ELB Trust are located at Bessemer Trust Company,
Attention: Paul Barkus, 630 Fifth Avenue, New York, NY
10111.
The principal business address for Edward
L. Baker, is 200 West Forsyth Street, 7th Floor,
Jacksonville, Florida 32202. The principal business
address for Thompson S. Baker II, is 200 West Forsyth
Street, 7th Floor, Jacksonville, Florida 32202.
(c) The Cynthia L. Baker Trust (the "CLB
Trust") was organized as a Florida trust on April 30,
1965. The individual Reporting Persons are citizens
of the United States.
(d) This Schedule 13G relates to the common
stock of the Issuer, par value $.10 per share. The
numbers pertaining to ownership of the common stock
contained in this Schedule 13G reflect an adjustment
for the Issuer's 3-for-1 stock split effective as of
January 17, 2011.
(e) The CUSIP number of the common stock
is 70337B102.
Item 3.
Not applicable
Item 4.
(a) Amount beneficially owned:
1) ELB Trust: 423,274
2) Edward L. Baker: 734,070
3) Thompson S. Baker
II: 111,549
Total: 845,619 shares
(b) Percent of class:
1) ELB Trust: 4.48%
2) Edward L. Baker: 7.8%
3) Thompson S. Baker
II: 1.2%
Total: 9.0%
(c) Number of shares as to which the person
has:
(i) Sole power to vote or to direct
the vote:
1) ELB Trust: 423,274
2) Edward L. Baker: 277,796
3) Thompson S. Baker
II: 72,549
Total: 773,619
(ii) Shared power to vote or to direct
the vote:
1) ELB Trust: 0
2) Edward L. Baker: 423,274
3) Thompson S. Baker
II: 429,871
Total: 429,871
(iii) Sole power to dispose or to
direct the disposition of:
1) ELB Trust: 423,274
2) Edward L. Baker: 277,796
3) Thompson S. Baker
II: 72,549
Total: 773,619
(iv) Shared power to dispose or to
direct the disposition of:
1) ELB Trust: 0
2) Edward L. Baker: 423,274
3) Thompson S. Baker
II: 429,871
Total: 429,871
Edward L. Baker - Voting and Dispositive Power
Edward L. Baker has sole voting and dispositive
power over 174,597 shares that he holds as trustee of
certain trusts for the benefit of the children of John
D. Baker II, 78,573 shares owned by his Living Trust,
7,626 shares that are held in a retirement account and
17,000 shares that he holds directly.
Mr. Baker has shared voting and dispositive
power with respect to the 423,274 shares held by the
ELB Trust.
Edward L. Baker - Beneficial Ownership
The beneficial ownership total of Edward L.
Baker shown above includes the 423,274 shares held by
the ELB Trust. Mr. Baker's reported beneficial
ownership total also includes (i) 33,000 shares
issuable under options that are exercisable within 60
days of December 31, 2012, (ii) 17,000 shares that he
holds directly, (iii) 78,573 shares owned by his Living
Trust, (iv) 7,626 shares held in a retirement account,
and (v) 174,597 shares that he holds as trustee for the
benefit of the children of John D. Baker II as to which
he disclaims beneficial ownership.
Thompson S. Baker II - Voting and Dispositive Power
Thompson S. Baker II has sole voting and
dispositive power over 72,510 shares that he holds
directly and 39 shares held in retirement accounts.
Mr. Baker has shared voting and dispositive
power with respect to the 423,274 shares held by the
ELB Trust and 6,597 shares held in trust for the
benefit of his children.
Thompson S. Baker II - Beneficial Ownership
The beneficial ownership of Thompson S. Baker
II shown above includes (i) 72,510 shares that he holds
directly, (ii) 39 shares held in a retirement account
and (iii) 39,000 shares issuable under options that
are exercisable within 60 days of December 31, 2011.
Mr. Baker's reported beneficial ownership total does
not include (i) the 6,597 shares held in trust for the
benefit of his children, (ii) the 423,274 shares held
by the ELB Trust or (iii) 2,199 shares owned by his
wife. Mr. Baker disclaims beneficial ownership of
those shares.
Item 5. Ownership of Five Percent or Less of a Class.
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf
of Another Person.
Not applicable.
Item 7. Identification and Classification of the
Subsidiary Which Acquired the Security Being Reported
on by the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification of Members
of the Group.
ELB Trust
Edward L. Baker
Thompsons S. Baker II
Each Reporting Person may also be deemed to be
members of a group with John D. Baker II and Edward L.
Baker II. Each Reporting Person disclaims beneficial
ownership of the shares owned by such persons.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certification.
Not applicable.
SIGNATURE
After reasonable inquiry and to the best knowledge and
belief of the undersigned, the undersigned certifies
that the information set forth in this Statement is
true, correct and complete.
Dated: February 12, 2013
/s/ Edward L. Baker
_________________________________
Edward L. Baker
/s/ Thompson S. Baker II
_________________________________
Thompson S. Baker II
/s/ Edward L. Baker
__________________________________
Edward L. Baker, as Trustee of ELB
Trust
/s/ Thompson S. Baker II
__________________________________
Thompson S. Baker II, as Trustee
of ELB Trust